Investments compliance & Limits management
An investment compliance and limits management software system for asset management is a critical tool for ensuring regulatory compliance, managing risk, and maintaining transparency in investment activities. RiskValueâ„¢ automatically provides systematic supervision of investment portfolios for post- or pre-trading activities while alerts and warning messages notify unfavorable exposures and metrics.
Core Features
- Limits handling at both client, portfolio, or group of portfolios levels from their activation through their entire lifecycle.
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- Monitoring of investment profiles of private portfolios based on investment strategies.
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- Monitoring of exposure of margin accounts and create your own criteria for real-time monitoring.
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- Compliance functions interfaced to external compliance engines to perform pre-trade and post-trade checking.
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- Rules-based compliance limits support regulatory, client and risk constraints on investment portfolios.
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- User defined creation of quantitative and qualitative limits, combinations, formulas, if statements, alerts & multiple level warning messages.
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- Compliance functions can be interfaced to external compliance engines to perform pre-trade and post-trade checking.
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- Custom alerts configuration and get notifications on key events – warnings mechanism.
Benefits
- Provides timely and accurate information on limit exceptions for systematic supervision of fund strategies and regulatory constraints.
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- Automates monitoring of investment limits and regulatory constraints.
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- Ensures systematic supervision through consistent and effective monitoring of limits.
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- Handles complex multi-level limit structures efficiently.
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- Aggregates utilization at any level of the limit structure for comprehensive oversight.
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- Sets portfolio limits across a combination of dimensions and monitors breaches/excesses in a pre-deal manner.
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- Simultaneously monitors all types of exposures and metrics, ensuring a holistic view of portfolio risks.
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- Ensures regulatory compliance with regards to concentration limits, safeguarding against non-compliance risks.
Core Features
- Limits handling at both client, portfolio, or group of portfolios levels from their activation through their entire lifecycle.
Â
- Monitoring of investment profiles of private portfolios based on investment strategies.
Â
- Monitoring of exposure of margin accounts and create your own criteria for real-time monitoring.
Â
- Compliance functions interfaced to external compliance engines to perform pre-trade and post-trade checking.
Â
- Rules-based compliance limits support regulatory, client and risk constraints on investment portfolios.
Read MoreLess
- User defined creation of quantitative and qualitative limits, combinations, formulas, if statements, alerts & multiple level warning messages.
Â
- Compliance functions can be interfaced to external compliance engines to perform pre-trade and post-trade checking.
Â
- Custom alerts configuration and get notifications on key events – warnings mechanism.
Benefits
- Provides timely and accurate information on limit exceptions for systematic supervision of fund strategies and regulatory constraints.
Â
- Automates monitoring of investment limits and regulatory constraints.
Â
- Ensures systematic supervision through consistent and effective monitoring of limits.
Â
- Handles complex multi-level limit structures efficiently.
Â
- Aggregates utilization at any level of the limit structure for comprehensive oversight.
Read MoreLess
- Sets portfolio limits across a combination of dimensions and monitors breaches/excesses in a pre-deal manner.
Â
- Simultaneously monitors all types of exposures and metrics, ensuring a holistic view of portfolio risks.
Â
- Ensures regulatory compliance with regards to concentration limits, safeguarding against non-compliance risks.
- 6b+ AUM
- 2b+ AUM of Discretionary Portfolios
- 4000+ Private Portfolios
- 360° Overview
SUCCESS STORIES
![](https://systemic-rm.com/wp-content/uploads/2024/04/Untitled-design-31-1024x216.jpg)
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![](https://systemic-rm.com/wp-content/uploads/2024/06/Untitled-design-21-1024x216.jpg)
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Performance Analysis module of RiskValue™ provides an extensive range of functions and tools necessary for the visualization and explanation of portfolio performance, the in-depth analysis of …
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