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Investment Compliance & Limits Management

An investment compliance and limits management software system for fund management is a critical tool for ensuring regulatory compliance, managing risk, and maintaining transparency in investment activities. RiskValueâ„¢ automatically provides systematic supervision of investment portfolios for post- or pre-trading activities while alerts and warning messages notify unfavorable exposures and metrics.

Core Features

  • Pre and post-trade limit checks.

 

  • Custom management of limits with detailed rules and report generation.

 

  • Portfolio-level limit creation, maintenance, and monitoring.

 

  • Customizable formulas and restriction combinations.

 

  • Various limit categories based on regulatory, internal, or risk factors.
  • Severity levels for limit tolerance, indicating deviation rates.

 

  • Custom alerts and notifications for key events.

Benefits

  • Provides immediate, accurate limit exception information.

 

  • Automates investment and regulatory limit monitoring.

 

  • Ensures consistent, effective supervision of limits.

 

  • Manages complex, multi-level limit structures.

 

  • Enables comprehensive limit utilization tracking.
  • Supports pre-deal monitoring of portfolio limits.

 

  • Monitors various exposures and metrics simultaneously.

 

  • Guarantees adherence to regulatory concentration limits.

Core Features

  • Pre and post-trade limit checks.

 

  • Custom management of limits with detailed rules and report generation.

 

  • Portfolio-level limit creation, maintenance, and monitoring.

 

  • Customizable formulas and restriction combinations.

 

  • Various limit categories based on regulatory, internal, or risk factors.
  • Severity levels for limit tolerance, indicating deviation rates.

 

  • Custom alerts and notifications for key events.

Benefits

  • Provides immediate, accurate limit exception information.

 

  • Automates investment and regulatory limit monitoring.

 

  • Ensures consistent, effective supervision of limits.

 

  • Manages complex, multi-level limit structures.

 

  • Enables comprehensive limit utilization tracking.
  • Supports pre-deal monitoring of portfolio limits.

 

  • Monitors various exposures and metrics simultaneously.

 

  • Guarantees adherence to regulatory concentration limits.

SUCCESS STORIES

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